AdFi
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OLD SLIP Registered Investment Advisors, LLC

SEC Registered

Industry leading Fiduciary Governance, Investment Research and ERISA Consultancy - Upholding a New Fiduciary Standard

Assets Under Management
$100M–$500M
Office Locations
1 office
Total Accounts
26

About the firm

Old Slip Capital is a Capital Management and Advisory firm dedicated to superior client service and execution. Old Slip Capital Management is committed to partnering with organizations in an advisory capacity, providing comprehensive consultation of both the industry and the markets. Old Slip Benefits and Insurance Group provides a complete range of insurance and risk management consultation, products and services to individuals and institutions.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthPension/Profit Sharing

Areas of expertise

Registered Investment AdvisoryCapital ManagementInvestment BankingPrivate Wealth ManagementFamily OfficeFamily GovernanceERISA ConsultancyFiduciary GovernanceEmployee BenefitsInsurance And Risk ManagementAlternative Investments+4 more

Services

Registered investment advisory, capital management, investment banking advisory, private wealth management, family office, family governance and education, benefits and insurance services, corporate retirement plans, alternative investments, business property/liability/casualty insurance, premium financing for life insurance, personal property/liability/casualty insurance, sports and entertainment advisory, and employee benefit management services.

Who they serve

Individuals, corporations, non-profits, governments, organizations, families with complex wealth management concerns across multiple disciplines and generations, ultra high net worth clients, and sports and entertainment clients.

Leadership

James Joseph Lukezic
MANAGING MEMBER & CHIEF COMPLIANCE OFFICER

Office locations

1 office in 1 state
NY
New YorkHQ

Advisors at this firm

2 advisors in the directory

Regulatory & compliance

CRD number
#297976
SEC Number
801-113781
Disciplinary History
No
Fees & Minimums
Fee arrangements the firm reports: AUM / Hourly / Flat Fee

Data as of February 12, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. OLD SLIP Registered Investment Advisors, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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OLD SLIP Registered Investment Advisors in New York, NY