OMC FINANCIAL SERVICES LTD
SEC RegisteredClient service isn't everything, it's the only thing
About the firm
OMC Financial Services is an independent registered investment advisory firm specializing in investment management, estate planning and retirement counseling (including IRA Rollovers) for individuals, families, professionals, small business owners and trusts. The firm has 44 years of experience guiding clients through their financial needs.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment management, estate planning, retirement counseling, and IRA Rollovers
Who they serve
Individuals, families, professionals, small business owners and trusts
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 167 | $71M |
| High Net Worth Individuals | 102 | $258M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
3 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $500,000 and under | 1.25% |
| $500,001 - $1,000,000 | 1.00% |
| $1,000,001 - $2,000,000 | 0.75% |
| $2,000,001 and Above | 0.50% |
Data as of March 23, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. OMC FINANCIAL SERVICES LTD has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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