OTTO & ASSOCIATES, INC.
SEC RegisteredCELEBRATING OVER 30 YEARS OF FEE-ONLY FINANCIAL PLANNING
About the firm
Otto & Associates, Inc. is a fee-only financial planning firm that provides a full range of financial planning services including investment management, retirement and estate planning, saving for college, insurance analysis, tax planning, budget and cash management, and charitable giving. The firm adheres to the fiduciary standard and does not receive commissions or compensation from anyone other than its clients.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment management, retirement planning, estate planning, saving for college, insurance analysis, tax planning, budgeting and cash management, and charitable giving.
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 76 | $44M |
| High Net Worth Individuals | 76 | $242M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 0 | $0 |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
3 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $1,250,000 | 1.00% |
| Above $1,250,000 | 0.50% |
| Above $2,500,000 | 0.25% |
Data as of March 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. OTTO & ASSOCIATES, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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