OXBOW ADVISORS, LLC
SEC RegisteredAbout the firm
Oxbow Advisors is an investment advisory firm based in Austin, TX, led by Ted Oakley, who has more than three decades of experience assisting former business owners. The firm serves people with significant wealth, including those who have experienced liquidity events such as selling a business or inheriting assets. Oxbow's investors and portfolio managers focus on the difference between making money and keeping money.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
The firm offers advisory services organized around Base Capital (preservation of capital, income generation, lifestyle maintenance, future needs) and Investment Capital (appreciation of capital, philanthropy, purchases/extra expenses, providing for future generations), including considerations such as growth-oriented investments, real estate investments, hedge funds/private equity, and private business investments.
Who they serve
People with significant wealth, including former business owners who have had liquidity events such as selling a business or inheriting assets.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 347 | $256M |
| High Net Worth Individuals | 341 | $1.7B |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 3 | $14M |
| State/Municipal Entities | 7 | — |
| Insurance Companies | 1 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
2 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
11 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $0 - $10,000,000 | 0.60% |
| $10,000,001 - $20,000,000 | 0.50% |
| $20,000,001 - $30,000,000 | 0.40% |
| $30,000,001 - $40,000,000 | 0.30% |
| $40,000,001 - $50,000,000 | 0.20% |
| $50,000,001 and above | 0.10% |
Data as of February 20, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
Find an advisor that fits
Search AdvisorFinder's marketplace to compare financial advisors by specialty, location, fees, and more.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. OXBOW ADVISORS, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.