AdFi
PF

Paragon Financial Services

SEC Registered

Empowering you to live richly

Richmond, VAhttps://paragonfinancial.com804-673-8888
Assets Under Management
$100M–$500M
Employees
7
Office Locations
1 office
Total Accounts
1382

About the firm

Paragon Financial Services is a financial planning and investment firm based in Richmond, Virginia. They provide panoramic financial planning through a proprietary process called The VantagePoint FORMula®, designed to help clients gain clarity and confidence about their financial future. Their strategic partnership with LPL Financial, the largest Independent Broker Dealer in the nation, allows them to deliver a highly personalized experience.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthCharitable Organizations

Areas of expertise

Financial PlanningInvestment ManagementAdvanced PlanningRisk ManagementVantagePoint FORMulaPortfolio ManagementWealth ManagementProactive Advice

Services

Financial planning and investment management, delivered through three core components: Great Communication, Advanced Planning (via the VantagePoint FORMula®), and Investment Management, including risk management and personalized investment strategy.

Who they serve

Clients who value proactive advice and seek a customized, client-centered financial planning process; the firm emphasizes a specific fit process to ensure meaningful partnerships.

Client segmentClientsAssets managed
Individuals (Non-HNW)432$94M
High Net Worth Individuals297$272M
Charitable Organizations2$970k
State/Municipal Entities5

Leadership

Simon Vay Woon
CHIEF COMPLIANCE OFFICER AND PRESIDENT

Office locations

1 office in 1 state
VA
RichmondHQ

Advisors at this firm

3 advisors in the directory

Regulatory & compliance

CRD number
#164832
SEC Number
801-117764
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee
Minimum: $25,000 (waivable)

Data as of March 6, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Paragon Financial Services has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Paragon Financial Services in Richmond, VA | AdvisorFinder