AdFi
PA

Parvin Asset Management, LLC

SEC Registered

ENDURING VALUE. CONSISTENT PROFITABILITY.

Sioux Falls, SDhttps://parvinam.com(610) 806-9001
Assets Under Management
$100M–$500M
Year Founded
2001
Employees
6
Office Locations
1 office
Total Accounts
301

About the firm

Parvin Asset Management provides investment management advice and portfolio management services to individuals and families. The Firm is registered with the Securities and Exchange Commission and manages portfolios using traditional and alternative strategies, each with an emphasis on capital preservation.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

High Net WorthInvestment CompaniesPension/Profit Sharing

Areas of expertise

Portfolio ManagementCapital PreservationValue InvestingRisk-adjusted ReturnsEquity PortfoliosAlternative StrategiesInvestment Management

Services

Portfolio management services using traditional and alternative strategies, with an emphasis on capital preservation, value investing, and higher risk-adjusted returns. Equity portfolios are constructed with focused positions, typically spread among 20 equal-weighted positions across six or more economic sectors.

Who they serve

Individuals and families

Client segmentClientsAssets managed
Individuals (Non-HNW)55$20M
High Net Worth Individuals39$145M
Investment Companies1
State/Municipal Entities1
Sovereign Wealth Funds1

Leadership

James Steven Smith
MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER

Office locations

1 office in 1 state
SD
Sioux FallsHQ

Advisors at this firm

4 advisors in the directory

Regulatory & compliance

CRD number
#315701
SEC Number
801-122001
Disciplinary History
No
Fee Model & Minimums
Model: AUM
Minimum: $500,000 (waivable)
Asset tierAnnual rate
Hedged Equity - First $10M1.25%
Hedged Equity - Next $40M1.00%
Hedged Equity - Over $50M0.75%
Select Equity & Balanced - First $10M1.00%
Select Equity & Balanced - Next $40M0.80%
Select Equity & Balanced - Over $50M0.60%
Fixed Income - First $10M0.50%
Fixed Income - Next $40M0.40%
Fixed Income - Over $50M0.30%
Ultrashort Treasuries - First $10M0.25%
Ultrashort Treasuries - Next $40M0.20%
Ultrashort Treasuries - Over $50M0.15%
Hedged Ultrashort Treasuries - First $10M0.50%
Hedged Ultrashort Treasuries - Next $40M0.40%
Hedged Ultrashort Treasuries - Over $50M0.30%

Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Parvin Asset Management, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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