AdFi
PR

PEAK ROCK Capital LLC

SEC Registered

Driving transformational growth

Austin, TXhttps://peakrockcapital.com512-765-6520
Assets Under Management
$5B–$25B
Employees
55
Office Locations
2 offices
Total Accounts
29

About the firm

Peak Rock Capital is a leading private investment firm focused on driving growth and performance improvement in the middle-market. The firm invests across Private Equity, Credit, and Real Assets strategies in North America and Europe, with headquarters in Austin and London.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

Pooled Vehicles

Areas of expertise

Private EquityCreditReal AssetsMiddle-marketFamily And Founder-owned BusinessesCorporate CarveoutsConsumerTechnologyIndustrialHealthcareInfrastructure+3 more

Services

Private Equity focused on partnering with management teams for rapid growth and performance improvement; Credit providing structured debt and non-control capital solutions; and Real Assets involving opportunistic equity and debt transactions in recession-resilient properties and geographies.

Private funds / alternatives
Private Equity

Who they serve

Middle-market companies, including family and founder-owned businesses, corporate carveouts, and entrepreneurs seeking growth capital across Consumer, Technology, Industrial, and Healthcare sectors.

Client segmentClientsAssets managed
Pension/Profit Sharing Plans29$7.3B

Leadership

The Martinez Family Living Trust
MEMBER
Steven Edward Martinez
MANAGING DIRECTOR
Lake Travis Capital Llc
MEMBER
Anthony K. Disimone
MEMBER, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR
Steven Edward Martinez
TRUSTEE
Wendy Blue Martinez
TRUSTEE
Anthony K. Disimone
MEMBER
Sarah Warren Disimone
MEMBER

Office locations

2 offices in 1 state
TX
AustinHQ
London

Regulatory & compliance

CRD number
#165138
SEC Number
801-77089
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Performance-based
Minimum: $5,000,000 (waivable)

Data as of March 31, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. PEAK ROCK Capital LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
PEAK ROCK Capital LLC in Austin, TX | AdvisorFinder