PEIRCE CAPITAL MANAGEMENT, LLC
SEC RegisteredWealth, well-being, and what matters most.
About the firm
Founded in 2007, Peirce Capital Management brings academically based, evidence-based investing to clients. As fiduciaries and registered investment advisors, they are required to act in clients' best interest, creating custom goal-focused financial plans supported by exceptional service.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Long-term financial planning through a three-step Design | Build | Protect® process encompassing understanding client values, goals and challenges; building a holistic financial plan covering debt optimization, wellness, family, and long-term impact; and evolving the plan as markets, economy, tax legislation, and client needs change. Services include portfolio management, asset allocation, coordination with CPAs and attorneys, and ongoing performance monitoring.
Who they serve
Individuals, families, businesses, trusts, partnerships, not-for-profit organizations, and retirement plans who wish to pursue long-term goals.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 36 | $9.7M |
| High Net Worth Individuals | 129 | $524M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 0 | $0 |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
5 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $1,000,000 | 1.00% |
| Next $1,000,000 | 0.90% |
| Next $1,000,000 | 0.80% |
| Next $1,000,000 | 0.70% |
| Next $1,000,000 | 0.60% |
| Next $1,000,000 | 0.50% |
| All amounts thereafter | 0.45% |
Data as of March 23, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. PEIRCE CAPITAL MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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