Pflug Koory, LLC
SEC RegisteredWelcome to Pflug Koory, LLC
About the firm
Pflug Koory, LLC provides professional investment advice and counsel for individuals, businesses, foundations, and retirement plans. The firm was formed in 2000 through the combination of Pflug Investment Management and Summit Value Investment Counsel, and is an independent investment advisor registered with the Securities and Exchange Commission. Principals Tom Pflug, CFA, Karen Sulentic, CFP, and Megan Koory, CFA, possess over 50 years of combined professional experience in the investment industry.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Professional investment advice and counsel, disciplined asset management in pursuit of specific investment goals, and bottom-up fundamental security research with a focus on valuation. Client portfolios are structured to avoid high fees and commission-based products.
Who they serve
Individuals, businesses, foundations, and retirement plans.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 64 | $282M |
| High Net Worth Individuals | 58 | $27M |
| State/Municipal Entities | 2 | — |
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
Data as of February 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Pflug Koory, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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