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Philosmith Capital Corporation

SEC Registered

DEDICATED INVESTMENT BANKING FIRM SPECIALIZING IN INSURANCE AND FINANCIAL SERVICES BUSINESSES.

Stamford, CThttps://philosmith.com203-348-7365
Assets Under Management
$100M–$500M
Year Founded
1962
Employees
9
Office Locations
1 office
Total Accounts
3

About the firm

PhiloSmith is a leading, independent advisory and investment firm specializing in the insurance and financial services industry. Its investment banking business provides financial and strategic advice on mergers and acquisitions to insurance agents/brokers, insurance companies, and registered investment advisors. Its investment management business offers investment products focused on the insurance and financial services sector.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

High Net WorthPooled VehiclesPension/Profit Sharing

Areas of expertise

Investment BankingInsuranceFinancial ServicesMergers And AcquisitionsInvestment ManagementM&A AdvisoryRegistered Investment AdvisorSeparately Managed AccountsLimited Partnerships

Services

Mergers and acquisitions advisory; investment management including U.S.-based limited partnerships and separately managed accounts focused on insurance and financial services companies; actively managed investment strategies based on fundamental research.

Investment ManagementInsurance
Private funds / alternatives
Hedge

Who they serve

Insurance agents/brokers, insurance companies, registered investment advisors, corporations, financial institutions, ultra-high-net-worth individuals, and institutional investors worldwide.

Client segmentClientsAssets managed
Pension/Profit Sharing Plans1$39M
Sovereign Wealth Funds2

3 total clients reported on Form ADV.

Leadership

James Earl Inglis
VICE PRESIDENT, SECRETARY & TREASURER
James Andrew Amen
PRESIDENT
David Anthony Salmon
VICE PRESIDENT

Office locations

1 office in 1 state
CT
StamfordHQ

Regulatory & compliance

CRD number
#162082
SEC Number
801-76154
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Performance-based

Data as of March 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Philosmith Capital Corporation has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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