PIN OAK INVESTMENT ADVISORS INC
SEC RegisteredTailored opportunities for multi-generational family wealth
About the firm
Pin Oak is a family-oriented investment firm with the resources and expertise to curate nontraditional wealth solutions. The firm is committed to first preserving, then enhancing the purchasing power of its clients' wealth over time.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Family Capital Management (wealth management and holistic family financial planning, trust and estate, philanthropy, family office services, education, business transition planning); Asset Management (asset allocation and management, fixed income, cash flow and liquidity planning, income tax planning, concentrated positions management, real assets); Private Investment Management (direct investments, fund-of-funds, private funds)
Who they serve
Multi-generational families; clients regarded as partners and an extension of the firm's family
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 123 | $44M |
| High Net Worth Individuals | 175 | $368M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 24 | $373M |
| Charitable Organizations | 0 | $0 |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
6 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Standard - First $500,000 | 1.25% |
| Standard - $500,000 to $3 Million | 1.00% |
| Standard - $3 Million to $6 Million | 0.80% |
| Standard - Over $6 Million | 0.60% |
| Premium - First $500,000 | 1.50% |
| Premium - $500,000 to $3 Million | 1.25% |
| Premium - $3 Million to $6 Million | 1.00% |
| Premium - Over $6 Million | 0.85% |
Data as of April 1, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. PIN OAK INVESTMENT ADVISORS INC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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