Pinafore Wealth Counsel Inc.
SEC RegisteredWe engage our clients like family, because that's who we are and that's what we do.
About the firm
Pinafore Wealth is a client-focused wealth management firm that tailors everything to the specific needs of clients and their families. Rather than assigning clients to pre-allocated portfolios, Pinafore develops customized, comprehensive wealth management solutions aligned with clients' core values, life goals, and financial resources. The firm collaborates closely with clients and their other trusted advisors to navigate toward financial and personal goals.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Comprehensive wealth management, including customized portfolio management, financial planning, and collaboration with clients' other trusted advisors to develop creative, tailored solutions aligned with clients' core values and life goals
Who they serve
Individuals and families seeking comprehensive, personalized wealth management
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 51 | $21M |
| High Net Worth Individuals | 49 | $150M |
| Charitable Organizations | 1 | $1.4M |
| State/Municipal Entities | 4 | — |
15 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $500,000 | 1.25% |
| $500,001 - $1,500,000 | 1.00% |
| $1,500,001 - $2,500,000 | 0.75% |
| Over $2,500,001 | 0.50% |
Data as of February 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Pinafore Wealth Counsel Inc. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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