AdFi
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PINNACLE FINANCIAL GROUP LLC

SEC Registered

SECURITY • TRUST • PEACE OF MIND

WESTERN SPRINGS, ILhttps://mypinnaclefinancial.com708-246-6262
Assets Under Management
$500M–$1B
Employees
7
Office Locations
2 offices
Total Accounts
1217

About the firm

Pinnacle is a fee-only financial planning and wealth management firm and a member of the National Association of Personal Financial Advisors. As an independent Registered Investment Advisor (RIA) regulated by the SEC, the firm is dedicated to providing investment management and strategic wealth planning specific to each client's situation. Pinnacle strives to be a trusted advisor by providing unbiased opinions designed to achieve long-term investment results.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/Municipal

Areas of expertise

Fee-only Financial PlanningWealth ManagementInvestment ManagementDynamic Asset AllocationRetirement PlanningFiduciaryCFPCFATax-conscious RebalancingLife InsuranceLong-term Care+3 more

Services

Pinnacle offers Wealth Management (combining comprehensive financial planning and investment management in one bundled fee) and stand-alone Investment Management services, along with retirement planning, qualified tuition plans, annuities, mutual funds, certificates of deposit, employee pension plans, other retirement savings plans, life insurance, long-term care, disability and critical illness coverage, and health insurance group health benefits.

retirement_planninginsurancewealth_management

Who they serve

Client segmentClientsAssets managed
Individuals (Non-HNW)194$87M
High Net Worth Individuals196$579M
Charitable Organizations2$5.0M
State/Municipal Entities1

0 total clients reported on Form ADV.

Leadership

James J Stork
MANAGING MEMBER
James J Stork
CHIEF COMPLIANCE OFFICER
Daniel Brian Fitzgerald
MANAGING MEMBER

Office locations

2 offices in 1 state
IL
WESTERN SPRINGSHQ
IL
NAPERVILLE

Advisors at this firm

4 advisors in the directory

Regulatory & compliance

CRD number
#116600
SEC Number
801-71357
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee
Minimum: $500,000 (waivable)
Asset tierAnnual rate
First $1,000,0001.00%
Next $1,000,0000.75%
Above $2,000,0000.50%

Data as of March 17, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. PINNACLE FINANCIAL GROUP LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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