AdFi
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PJS INVESTMENT MANAGEMENT

SEC Registered

PLAN WITH PURPOSE

CEDARBURG, WIhttps://pjsinvestment.com262-377-0484
Assets Under Management
$500M–$1B
Employees
18
Office Locations
1 office
Total Accounts
1368

About the firm

PJS Investment Management is a fee-only independent registered investment adviser firm held to the fiduciary standard of care. The firm focuses on designing, building, and monitoring personalized investment blueprints to help clients make financial decisions aligned with their goals. Founded by Philip J. Schmidt over 40 years ago, the firm continues his philosophy of offering honest investment advice in the best interest of clients.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthCharitable Organizations

Areas of expertise

Fee-onlyFiduciaryInvestment ManagementFinancial PlanningTax PlanningEstate PlanningInsurance AssessmentLife Transition AssistanceEducation PlanningWealth ManagementRetirement Planning

Services

The firm offers comprehensive, client-centric, and team-based services in two areas of personal finance: Financial Planning and Investment Management. Specific services include investment management, holistic financial planning, tax planning, estate planning, insurance assessment, life transition assistance, and education planning.

investment_managementfinancial_planningestate_planningtax_planninginsurancecollege_planningdivorce_planningwealth_management

Who they serve

Individuals and families seeking customized investment management and financial planning, including those navigating life transitions such as loss of a spouse, divorce, selling a business, receiving an inheritance, marriage, and education planning.

Client segmentClientsAssets managed
Individuals (Non-HNW)266$89M
High Net Worth Individuals188$722M
Investment Companies0
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans0$0
Charitable Organizations9$24M
State/Municipal Entities5
Insurance Companies0
Sovereign Wealth Funds0
Corporations0$0

0 total clients reported on Form ADV.

Leadership

Elizabeth Nelson Schmidt
SECRETARY/DIRECTOR/TREASURER
Phillip James Schmidt
PRESIDENT/DIRECTOR
Patrick Nelson Sommerfield
CCO/VICE PRESIDENT/DIRECTOR

Office locations

1 office in 1 state
WI
CEDARBURGHQ

Advisors at this firm

8 advisors in the directory

Regulatory & compliance

CRD number
#104701
SEC Number
801-16815
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Flat Fee
Minimum: $500,000 (waivable)
Asset tierAnnual rate
First $1,000,0001.00%
$1,000,001 - $2,000,0000.80%
$2,000,001 - $3,000,0000.70%
$3,000,001 - $4,000,0000.60%
Balance of Assets0.50%

Data as of March 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. PJS INVESTMENT MANAGEMENT has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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PJS INVESTMENT MANAGEMENT in CEDARBURG, WI | AdvisorFinder