Planning Works Advisory, Inc.
SEC RegisteredPlanning First because Planning Works!
About the firm
Planning Works is a wealth strategy group who guides and supports clients through their financial journey. Their commitment is to protect and enhance their clients' financial quality of life.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Financial planning, investment advice, and estate planning. Services include customizing investment portfolios, managing risk, and identifying and prioritizing clients' needs, goals, and aspirations to position financial resources appropriately.
Who they serve
Clients seeking guidance through their financial journey, including investors and individuals planning for retirement.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 45 | $24M |
| High Net Worth Individuals | 84 | $175M |
1 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Under $500,000 | 1.85% |
| Under $1.0 Million | 1.65% |
| Under $2.5 Million | 1.40% |
| Under $5.0 Million | 1.30% |
| Under $7.5 Million | 1.20% |
| Under $10 Million | 1.10% |
| Over $10 Million | 0.90% |
Data as of February 18, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Planning Works Advisory, Inc. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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