AdFi
PI

Platt Investment Counsel, LLC

SEC Registered

Simple Solutions. Trusted Results. Financial Success.

https://plattinvestment.com407-416-0066
Assets Under Management
$100M–$500M
Employees
1
Office Locations
1 office
Total Accounts
382

About the firm

Platt Investment is a family-oriented advisory firm dedicated to providing straightforward, trustworthy guidance. Rooted in a legacy of financial stewardship, the firm builds long-term relationships by prioritizing client needs and goals, combining a practical, common sense investment strategy with a dedication to exceptional service.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthPension/Profit Sharing

Areas of expertise

ETF InvestingEconomic Cycle AdjustmentsGenerational Wealth ManagementAsset ManagementRetirement PlanningNon-profit InvestingFamily Financial Planning

Services

Practical investment solutions using low cost liquid ETFs and economic cycle adjustments, generational wealth management, and simple asset management focused on portfolio liquidity and gradual wealth building.

Who they serve

Families, individuals, and non-profits who have diligently focused on ensuring their financial well-being.

Client segmentClientsAssets managed
Individuals (Non-HNW)90$27M
High Net Worth Individuals52$117M
Investment Companies0
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans0$0
Charitable Organizations0$0
State/Municipal Entities3
Insurance Companies0
Sovereign Wealth Funds0
Corporations0$0

Leadership

Douglas Rugh Platt
MEMBER, TREASURER & CHIEF COMPLIANCE OFFICER

Office locations

1 office in 1 states
HQ

Advisors at this firm

1 advisor in the directory

Regulatory & compliance

CRD number
#118737
SEC Number
801-112826
Disciplinary History
No
Fee Model & Minimums
Model: AUM
Minimum: $500,000 (waivable)
Asset tierAnnual rate
First $2 million0.70%
Next $2 million0.55%
Above $4 million0.45%

Data as of March 5, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Platt Investment Counsel, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
Platt Investment Counsel, LLC | AdvisorFinder