POINTE CAPITAL MANAGEMENT LLC
SEC RegisteredA Modern Approach To Traditional Investing®
About the firm
Pointe Capital is a 100% independent, SEC-regulated registered investment advisor and fiduciary dedicated to serving clients' interests. The firm applies a team-based, client-centered approach incorporating enduring investment principles with modern insights to help clients achieve their financial goals. With 30+ years of process development, Pointe Capital offers wealth management, investment stewardship, and coordination with clients' broader financial teams.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Wealth management including portfolio design, asset allocation, manager selection, and portfolio management; holistic financial planning; and coordination with estate attorneys, CPAs, and other financial professionals to align clients' overall financial lives.
Who they serve
Discerning investors, including those with complex financial lives, and their families, seeking wealth management and long-term financial success across generations.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 85 | $40M |
| High Net Worth Individuals | 89 | $329M |
| Charitable Organizations | 1 | $4.1M |
| State/Municipal Entities | 5 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
6 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Up to $5,000,000 | 1.00% |
| $5,000,001 - $10,000,000 | 0.80% |
| $10,000,001 - $20,000,000 | 0.75% |
| Above $20,000,001 | 0.00% |
Data as of March 31, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. POINTE CAPITAL MANAGEMENT LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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