AdFi
PC

Polus Capital Management (US) Inc.

SEC Registered
New York, NYhttps://poluscapital.com646-653-2389
Assets Under Management
$1B–$5B
Employees
18
Office Locations
1 office
Total Accounts
3

About the firm

Polus Capital Management invests across the capital structure and liquidity spectrum, focusing on three complementary investment verticals: Leveraged Credit, Special Situations and Structured Credit. The firm uses a relative value framework grounded in intensive fundamental credit analysis with a strong emphasis on capital preservation, and has an experienced team of investment and non-investment professionals based in London and New York.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

Pooled Vehicles

Areas of expertise

Leveraged CreditSpecial SituationsStructured CreditCLOsCapital PreservationFundamental Credit AnalysisRelative ValueRisk Management

Services

Investment management across Leveraged Credit, Special Situations and Structured Credit, investing in a flexible manner using a relative value framework. The firm also provides bespoke capital solutions to address complex problems and manages CLOs.

Who they serve

Institutional investors including public pensions, corporate pensions, endowments, foundations, sovereign wealth funds, insurance companies and family offices. The firm offers services only to professional investors.

Client segmentClientsAssets managed
Pension/Profit Sharing Plans3$1.2B

Leadership

Polus Capital Management Group Limited
SHAREHOLDER
Nicholas Ian Chalmers
DIRECTOR
Mediobanca-Banca Di Credito Finanziario S.p.a
SHAREHOLDER
Jacqueline Marie Goode
CHIEF COMPLIANCE OFFICER
David Dae Kim
DIRECTOR

Office locations

1 office in 1 state
NY
New YorkHQ

Regulatory & compliance

CRD number
#323283
SEC Number
801-129156
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Performance-based

Data as of March 31, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Polus Capital Management (US) Inc. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
Polus Capital Management (US) Inc. | AdvisorFinder