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PRINCETON GLOBAL ASSET MANAGEMENT LLC

SEC Registered

True financial freedom is about more than just having money.

PRINCETON, NJhttps://princetonglobal.com609-945-1781
Assets Under Management
$500M–$1B
Employees
22
Office Locations
1 office
Total Accounts
1229

About the firm

Princeton Global is a financial services firm on a mission to make investment management and wealth planning an interesting and engaging experience. They use their knowledge and perspective to enable multi-generational families and individuals to define, focus, and achieve their financial goals.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthCharitable Organizations

Areas of expertise

Wealth PlanningInvestment ManagementTax PlanningEstate PlanningCharitable GivingESG InvestingAlternative InvestmentsFamily EducationCash Flow PlanningTax-efficient InvestingPrivate Equity+1 more

Services

Sophisticated wealth planning including cash flow and liquidity, tax planning, charitable giving, family education, estate and wealth transfer, and insurance and protection. Investment services including account consolidation, tax-efficient investing, proprietary stock and ETF model portfolios, sustainable and impact investing, alternative investments (private equity, credit, and real estate), investor letters and market research, and a referral network.

tax_planninginsurancecharitable_givingsocial_securitywealth_managementcash_flow_planningrisk_management

Who they serve

Multi-generational families and individuals, including clients of all ages and backgrounds who desire to live a meaningful life, build enduring legacies, and provide for children, grandchildren, and great grandchildren.

Client segmentClientsAssets managed
Individuals (Non-HNW)190$89M
High Net Worth Individuals166$794M
Investment Companies0
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans0$0
Charitable Organizations9$38M
State/Municipal Entities0
Insurance Companies0
Sovereign Wealth Funds0
Corporations0$0

0 total clients reported on Form ADV.

Leadership

Paul Jeffrey Gerard
CHAIRMAN
Brett Michael Shaver
PRESIDENT AND CCO
Richard Michael Moseley
PARTNER AND PORTFOLIO MANAGER
Estate Of Antonio O. Elmaleh
MEMBER

Office locations

1 office in 1 state
NJ
PRINCETONHQ

Advisors at this firm

20 advisors in the directory

Regulatory & compliance

CRD number
#146644
SEC Number
801-71305
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Flat Fee
Minimum: $1,000,000 (waivable)

Data as of March 24, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. PRINCETON GLOBAL ASSET MANAGEMENT LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

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