PRINCIPIA WEALTH ADVISORY, LLC
SEC RegisteredBy Wisdom A House Is Built
About the firm
PWA is an independent Registered Investment Advisor that acts as a fiduciary, offering financial planning and investment management. The firm operates as a collaborative team with over 50 years of combined experience, seeking to build tailored financial plans and investment strategies for clients.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Financial planning and investment management, including proprietary investment strategies, portfolio risk analysis, and a fee-based pricing model.
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 71 | $26M |
| High Net Worth Individuals | 81 | $174M |
| State/Municipal Entities | 3 | — |
| Sovereign Wealth Funds | 1 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $0 - $499,999 | 1.20% |
| $500,000 - $749,999 | 1.10% |
| $750,000 - $999,999 | 1.00% |
| $1,000,000 - $2,999,999 | 0.85% |
| $3,000,000 - $4,999,999 | 0.75% |
| $5,000,000 - $9,999,999 | 0.60% |
| $10,000,000+ | 0.50% |
Data as of March 31, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. PRINCIPIA WEALTH ADVISORY, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.