Proctor Financial
SEC RegisteredRETIRE BETTER ®
About the firm
Proctor Financial provides a sense of security and confidence to clients by taking over day-to-day investing decisions. The firm offers individual retirement planning as well as business planning, helping companies choose cost-effective retirement plan solutions with the best investment choices for their employees.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Individual retirement planning, day-to-day investment management, business planning, and helping companies select retirement plan solutions and investment choices for employees.
Who they serve
Individual clients seeking retirement planning and businesses seeking cost-effective retirement plan solutions for their employees.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 120 | $51M |
| High Net Worth Individuals | 90 | $331M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | — |
| Pension/Profit Sharing Plans | 0 | — |
| Charitable Organizations | 0 | — |
| State/Municipal Entities | 1 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | — |
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $500,000 | 1.50% |
| Next $1,000,000 | 1.00% |
| Next $1,000,000 | 0.88% |
| Next $2,500,000 | 0.76% |
| Next $5,000,000 | 0.64% |
| Above $10,000,000 | 0.50% |
Data as of March 31, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Proctor Financial has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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