Professional Wealth Management Services LLC
SEC RegisteredAbout the firm
Professional Wealth Management Services LLC is an independent, full-service, comprehensive wealth management firm originating from its members' 30-plus years of successful navigation through the financial services world of banks, insurance companies, brokerage houses, and investment advisors. The firm is purposely managed to remain personal, efficient, and unencumbered by mega company overhead, with a focus solely on the needs of clients as stewards of their wealth and livelihood.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Independent, full-service, comprehensive wealth management services, conducted free of product sales quotas, broker sales contests, and other compensation systems unrelated to pursuing a client's financial objectives.
Who they serve
People who have placed their trust in the firm as stewards of their wealth and livelihood, including those served during economic boom times as well as periods of worry and uncertainty.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 41 | $14M |
| High Net Worth Individuals | 19 | $122M |
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Up to $500,000 | 0.99% |
| $500,000 to $1MM | 0.99% |
| $1MM to $3MM | 0.99% |
| Above $3MM | 0.99% |
Data as of January 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Professional Wealth Management Services LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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