Prosperity Wealth Planning LLC
SEC RegisteredFueling Your Financial Future
About the firm
Prosperity Wealth Planning offers comprehensive financial planning and investment management services, working with clients to understand their goals and develop customized plans to help achieve them. As a fiduciary, the firm is centered around the best interests of every individual and family it serves. The firm serves clients in Southern California, North Texas, and beyond through in-person and virtual meetings.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Comprehensive financial planning, investment management, legacy planning, and divorce planning services, including tax strategies, estate planning, insurance analysis, retirement planning, equity compensation strategies, and review of employer benefits.
Who they serve
Individuals and families, including associates and retirees from Toyota Motor North America, those navigating divorce, and clients seeking retirement, estate, and legacy planning.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 61 | $29M |
| High Net Worth Individuals | 111 | $239M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 0 | $0 |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $0 - $249,999 | 2.00% |
| $250,000 - $499,999 | 1.25% |
| $500,000 - $999,999 | 1.00% |
| $1,000,000 - $1,999,999 | 0.75% |
| $2,000,000+ | 0.50% |
Data as of April 14, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Prosperity Wealth Planning LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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