PRUDENT MANAGEMENT ASSOCIATES
SEC RegisteredBuilt on Academic Principles, Managed with Integrity and Trust
About the firm
Prudent Management Associates (PMA) has been partnering with clients to help them achieve their long-term financial goals since 1982. PMA is a boutique, conservative investment management firm that blends academic techniques with practical portfolio construction principles, with guidance from professors of The Wharton School at the University of Pennsylvania. PMA manages approximately $1.2 billion in assets for over 200 clients.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
PMA provides comprehensive investment management services including asset allocation, portfolio construction using open-end mutual funds and ETFs, tax-loss harvesting, retirement and goal-related spending analysis, advice on charitable giving and next-generation education, coordination with attorneys and accountants, and for nonprofit clients: spending policy analysis, financial planning support, and Investment Committee education.
Who they serve
High-net-worth individuals, multi-generational families, retirees, academic professionals, young professional couples, and not-for-profit organizations including religious institutions, arts organizations, museums, foundations, and schools in the tri-state area.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 52 | $34M |
| High Net Worth Individuals | 158 | $971M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 7 | $59M |
| State/Municipal Entities | 14 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
5 advisors in the directory
Regulatory & compliance
Data as of March 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. PRUDENT MANAGEMENT ASSOCIATES has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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