PI
PTMA Investment Advisors
SEC RegisteredAssets Under Management
$25B+
Office Locations
11 offices
Total Accounts
508
About the firm
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
IndividualsHigh Net WorthPooled VehiclesCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesCorporationsOther
Leadership
Lori Ann Ragus
CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL
James O'neill Davis
CHIEF EXECUTIVE OFFICER
Llc Pma Acquisition
MEMBER
L.p. Estancia Capital Partners Fund Ii
MEMBER
Llc Estancia Fund Ii Pma Aggregator
MANAGING MEMBER
L.p. Estancia Gp Ii
GENERAL PARTNER
L.l.c. Estancia Ugp Ii
GENERAL PARTNER
Danny Allan Kang
MANAGING DIRECTOR
Michael Casares Mendez
MANAGING DIRECTOR
Takashi Bayard Moriuchi
MANAGING DIRECTOR
Llc Pma Equity Aggregator
MEMBER
Llc Pma Intermediate Holdings
MEMBER
Llc Pma Parent Holdings
MEMBER
Office locations
11 offices in 10 states
IL
NapervilleHQ
MN
St. Louis Park
CO
Denver
WI
Milwaukee
FL
Orlando
IA
West Des Moines
NE
Lincoln
PA
Lancaster
NY
Fishkill
MO
St. Louis
MN
Albertville
Advisors at this firm
29 advisors in the directory
Paula Jean Cooper
Investment Adviser Representative
Kent Donald Johnson
Investment Adviser Representative
Michael Allen Stramara
Investment Adviser Representative
James O'Neill Davis
Investment Adviser Representative
Rajesh Chainani
Investment Adviser Representative
Amy Lynn Buikema
Investment Adviser Representative
Cedric Peter Buermann Jr.
Investment Adviser Representative
David James Lutter
Investment Adviser Representative
Brett Nathaniel Weeden
Investment Adviser Representative
Courtney Lynn Clarke
Investment Adviser Representative
Kenneth Doyle Shuler
Investment Adviser Representative
Brian David Hextell
Investment Adviser Representative
Chase David Byler
Financial Professional
Sara Ann Schnoor
Investment Adviser Representative
Kendra Lynne Shelland
Investment Adviser Representative
Steven Robert Pumper
Investment Adviser Representative
Lori Ann Ragus
Investment Adviser Representative
Thomas Anthony Lanzara
Investment Adviser Representative
Timothy James Flaherty
Investment Adviser Representative
Dean Mitchell Dibias
Investment Adviser Representative
Brittany Lee Woodruff
Investment Adviser Representative
Caleb Brian Walter
Investment Adviser Representative
Kevin Kulling
Investment Adviser Representative
Benjamin Taylor Bjelland Nordin
Investment Adviser Representative
Alejandro Alanis
Investment Adviser Representative
Aaron Alexander Fricke
Investment Adviser Representative
Brandon Douglas Engle
Investment Adviser Representative
Jarett Dylan Felty
Investment Adviser Representative
Hunter Cole Martin
Investment Adviser Representative
Regulatory & compliance
CRD number
#301973
SEC Number
801-115313
Disciplinary History
No
Fees & Minimums
Fee arrangements the firm reports: AUM
| Asset tier | Annual rate |
|---|---|
| LGIP (all series except Term) - max | 0.30% |
| LGIP (all series except Term) - typical low | 0.10% |
| LGIP (all series except Term) - typical high | 0.20% |
| LGIP Term Series - advisory/management fee max | 0.25% |
| LGIP Term Series - collateral management fee max | 0.10% |
| Institutional SMA - Cash and Ultra Short | 0.25% |
| Institutional SMA - Fixed Income | 0.45% |
| Institutional SMA - Equity | 0.45% |
| Institutional SMA - Multi-Asset | 0.45% |
| Institutional SMA - Alternative | 0.45% |
| Institutional SMA - Asset Allocation (Fund Solution) | 0.50% |
| Individual SMA - Fixed Income | 1.00% |
| Individual SMA - Multi-Asset/Balanced | 1.00% |
| Individual SMA - Equity | 1.00% |
| Individual SMA - Asset Allocation (Fund Solution) | 1.00% |
Data as of April 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
Website
pmanetwork.comPhone
630-657-6400Editorial disclosure
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. PTMA Investment Advisors has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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