AdFi
QF

Quantitative Financial Strategies

SEC Registered

Expertise in Tax-Aware Wealth Management

https://quantitativefinancialstrategies.com714-300-5143
Assets Under Management
$100M–$500M
Employees
3
Office Locations
1 office
Total Accounts
114

About the firm

Quantitative Financial Strategies (QFS) is an employee-owned, registered investment advisory firm established to revolutionize taxable investing for wealthy families. QFS provides custom investment strategies through strategic partnerships offering expertise in wealth preservation, multi-generational wealth transfer, tax efficiency, and risk management tailored specifically to high-net-worth families. QFS is registered to offer advisory services in the States of Colorado and California, and in other jurisdictions where exempt.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthCharitable OrganizationsState/Municipal

Areas of expertise

Tax-aware InvestingWealth ManagementHigh-net-worth FamiliesWealth PreservationMulti-generational Wealth TransferTax EfficiencyRisk ManagementConcentrated Stock PortfoliosBusiness Exit PlanningEstate Planning

Services

Custom investment strategies focused on tax-aware wealth management, including wealth preservation, multi-generational wealth transfer, tax efficiency, and risk management for high-net-worth families.

Who they serve

High-net-worth and wealthy families, including those with an upcoming sale of real estate or a private business, a concentrated low-basis stock portfolio, or high-income earners in top tax brackets.

Client segmentClientsAssets managed
Individuals (Non-HNW)5$1.3M
High Net Worth Individuals22$155M
Investment Companies0
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans0$0
Charitable Organizations0$0
State/Municipal Entities0
Insurance Companies0
Sovereign Wealth Funds0
Corporations0$0

Office locations

1 office in 1 states
HQ

Advisors at this firm

1 advisor in the directory

Regulatory & compliance

CRD number
#331416
SEC Number
801-135867
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee
Minimum: $5,000,000 (waivable)
Asset tierAnnual rate
Investment Management - First Tier0.95%
Investment Management - Second Tier0.85%
Investment Management - Third Tier0.75%
Wealth Management - First Tier1.20%
Wealth Management - Second Tier1.00%
Wealth Management - Third Tier0.80%

Data as of April 17, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Quantitative Financial Strategies has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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