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QUINT INVESTMENTS AND INSURANCE

SEC Registered

Bridging the gap today... Tomorrow... ... and Beyond!

WAPPINGERS FALLS, NYhttps://quintii.com845-345-3628
Assets Under Management
$100M–$500M
Employees
9
Office Locations
2 offices
Total Accounts
771

About the firm

Quint Investments & Insurance Services is an insurance agency and registered investment advisory firm dedicated to providing risk and investment management in conjunction with strategic wealth planning for individuals, families and businesses. The firm functions as a trusted advisor with a primary focus on providing unbiased opinions designed to achieve long term results.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthCharitable OrganizationsState/Municipal

Areas of expertise

Risk ManagementInvestment ManagementWealth PlanningInsuranceFinancial Planning

Services

Comprehensive financial planning, investment services, and insurance services, including risk and investment management and strategic wealth planning

Who they serve

Individuals, families and businesses

Client segmentClientsAssets managed
Individuals (Non-HNW)386$74M
High Net Worth Individuals11$20M
Investment Companies0
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans0$0
Charitable Organizations9$6.2M
State/Municipal Entities1
Insurance Companies0
Sovereign Wealth Funds0
Corporations0$0

0 total clients reported on Form ADV.

Leadership

Wayne Richard Quint
PRESIDENT AND CHIEF COMPLIANCE OFFICER

Office locations

2 offices in 1 state
NY
WAPPINGERS FALLSHQ
NY
POUGHKEEPSIE

Advisors at this firm

8 advisors in the directory

Regulatory & compliance

CRD number
#168463
SEC Number
801-118831
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee
Asset tierAnnual rate
Up to $250,0001.40%
$250,001 to $500,0001.25%
$500,001 to $1,000,0001.10%
$1,000,001 to $2,000,0000.90%
Above $2,000,000

Data as of March 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. QUINT INVESTMENTS AND INSURANCE has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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