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RC

Raffles Capital Management, LLC

SEC Registered

Eclectic Value Investing since 1996

New York, NYhttps://raffleslp.com212-760-2322
Assets Under Management
$100M–$500M
Year Founded
1996
Employees
2
Office Locations
1 office
Total Accounts
1

About the firm

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

Pooled Vehicles

Areas of expertise

Value Investing

Services

Private funds / alternatives
Hedge

Who they serve

Client segmentClientsAssets managed
Pension/Profit Sharing Plans1$270M

Leadership

Paul H. O'leary
MANAGING MEMBER
James D. O'leary
CHIEF COMPLIANCE OFFICER

Office locations

1 office in 1 state
NY
New YorkHQ

Regulatory & compliance

CRD number
#161565
SEC Number
801-74042
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Performance-based
Minimum: $250,000 (waivable)

Data as of March 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Raffles Capital Management, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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