RAND Capital Management
SEC RegisteredFunding Small, Growing Businesses for Over 50 Years
About the firm
Rand Capital is an externally-managed Business Development Company (BDC) listed on Nasdaq under the symbol RAND. The Company's investment objective is to maximize total return to its shareholders with current income and capital appreciation by focusing its debt and related equity investments in privately-held, lower middle market companies with committed and experienced managements in a broad variety of industries.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Debt and related equity investments in privately-held, lower middle market companies, focused on current income and capital appreciation
Who they serve
Privately-held, lower middle market companies with committed and experienced managements in a broad variety of industries
| Client segment | Clients | Assets managed |
|---|---|---|
| Pooled Investment Vehicles | 1 | $53M |
| Pension/Profit Sharing Plans | 2 | $76M |
Leadership
Office locations
Regulatory & compliance
Data as of March 31, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. RAND Capital Management has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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