RATIONAL INVESTMENT MANAGEMENT, LLC
SEC Registeredan integrated approach to financial planning
About the firm
Rational Investment Management offers tax and money management under one roof, providing comprehensive and coordinated advice on general financial planning. The firm takes a data-driven, long-term investment approach grounded in time-tested economic theory and manages more than $400 million of assets.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Tax and money management, financial planning, retirement planning, estate plans, employee stock options and RSU advice, tax preparation, estate and trust tax preparation, IRS representation, tax planning, business entity selection, and data-driven investment management.
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 8 | $4.9M |
| High Net Worth Individuals | 85 | $398M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 0 | $0 |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
93 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $1,000,000 | 1.00% |
| Next $1,000,000 | 0.75% |
| $2,000,001 to $10,000,000 | 0.50% |
| Above $10,000,000 | 0.25% |
Data as of March 31, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. RATIONAL INVESTMENT MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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