AdFi
RG

Redwood Grove Capital, LLC

SEC Registered

Equity investing in the era of climate change: Combining decades of market expertise with climate science.

New York, NYhttps://redwoodgrovecapital.com650-622-8739
Assets Under Management
$100M–$500M
Employees
5
Office Locations
1 office
Total Accounts
1

About the firm

Redwood Grove Capital is a value-oriented, US-focused, public equity manager that invests across a broad range of sectors. The firm combines bottom-up fundamental research with rigorous, company-specific climate analysis to evaluate both risks and opportunities in publicly traded companies.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

Pooled Vehicles

Areas of expertise

Public EquityValue InvestingClimate RiskESGFundamental ResearchClean EnergyRenewable EnergyLow-carbon TransitionClimate ScienceUS Equities

Services

Public equity investment management integrating traditional fundamental research with climate trend analysis to identify undervalued companies positioned to benefit from climate-related shifts, including technological innovations, regulatory change, physical changes, and consumer behavior.

Private funds / alternatives
Hedge

Who they serve

Client segmentClientsAssets managed
Pension/Profit Sharing Plans1$364M

Leadership

Gregory Ryan Serrurier
MANAGING MEMBER
Theodore Roosevelt
MANAGING MEMBER
Shahriq B. Sheikh
CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER

Office locations

1 office in 1 state
NY
New YorkHQ

Regulatory & compliance

CRD number
#286228
SEC Number
801-122386
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Other
Minimum: $1,000,000 (waivable)
Asset tierAnnual rate
Class A Limited Partners0.80%
Class B Limited Partners0.80%
Class C Limited Partners0.95%

Data as of April 14, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Redwood Grove Capital, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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