Regents Partners, LLC
SEC RegisteredYou shouldn't have to worry about daily headlines in a volatile market
About the firm
Regents Park Advisors offers Non-Linear investment strategies designed to reduce risk and generate gains during volatile market conditions. The firm acts as a fiduciary, working with clients to customize retirement plans that protect, optimize, shield, and build wealth. Advisory services are offered through Regents Partners, a Registered Investment Advisor, DBA Regents Park Advisors.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Personalized portfolio management utilizing Non-Linear Investment Strategies, including a Dynamic Protective Overlay designed to reduce investment risk, reduce investment costs, reduce taxes, and build retirement plans
Who they serve
Individual investors, Wealth Managers, Financial Intermediaries, and Institutions
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 232 | $52M |
| High Net Worth Individuals | 90 | $83M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 5 | $66M |
| Charitable Organizations | 0 | $0 |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
Leadership
Office locations
Advisors at this firm
1 advisor in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| All Assets | 1.00% |
Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Regents Partners, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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