AdFi
RC

Retirement Consulting Group, Inc.

SEC Registered

We are fiduciaries. We build relationships. We empower plan sponsors. We design value. We shape participants. We provide insight.

Lake Oswego, ORhttps://retirementconsulting.com503-225-1700
Assets Under Management
$100M–$500M
Employees
4
Office Locations
1 office
Total Accounts
192

About the firm

Retirement Consulting Group, Inc. is an investment advisor registered under the Investment Advisers Act of 1940, committed to providing plan sponsors with the resources and knowledge necessary to achieve plan excellence. The firm takes a detail-oriented approach to plan design, investment monitoring, fiduciary compliance, participant education, and fee benchmarking.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthCharitable Organizations

Areas of expertise

Retirement Plan ConsultingFiduciary ComplianceFee BenchmarkingInvestment MonitoringPlan DesignParticipant EducationModel Portfolio CreationTarget-date Fund SelectionInvestment Due Diligence401(k)

Services

Retirement plan consulting, fee benchmarking, fiduciary compliance, investment management consulting, model portfolio creation, target-date fund selection, participant education, and investment due diligence via the Scorecard System methodology.

Who they serve

Plan sponsors

Client segmentClientsAssets managed
Individuals (Non-HNW)33$15M
High Net Worth Individuals40$104M
Investment Companies1
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans0$0
Charitable Organizations10$328M
State/Municipal Entities2
Insurance Companies0
Sovereign Wealth Funds0
Corporations0$0

13 total clients reported on Form ADV.

Leadership

John Harold Upton
PRESIDENT
Christopher Lee Payne
CHIEF COMPLIANCE OFFICER

Office locations

1 office in 1 state
OR
Lake OswegoHQ

Advisors at this firm

2 advisors in the directory

Regulatory & compliance

CRD number
#311184
SEC Number
801-119724
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Flat Fee
Asset tierAnnual rate
First $500,0000.95%
$500,000 – $1,000,0000.90%
$1,000,001 – $2,000,0000.85%
$2,000,001 – $5,000,0000.80%
$5,000,001 – $10,000,0000.50%
$10,000,001 – $20,000,0000.35%
$20,000,001 and above0.20%

Data as of March 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Retirement Consulting Group, Inc. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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