Retirement PLAN Fiduciaries, LLC
SEC RegisteredWelcome to Retirement Plan Fiduciaries
About the firm
Retirement Plan Fiduciaries is a Registered Investment Advisor (RIA) located in Austin, TX that specializes in retirement plans, helping employers manage and operate their 401(k) plans while outsourcing fiduciary liability.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Retirement plan advisory services, including helping employers manage 401(k) plans and outsource fiduciary liability to the extent permitted by law.
Who they serve
Employers looking for help running their retirement plans, particularly 401(k) plans.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 15 | $5.1M |
| High Net Worth Individuals | 16 | $29M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 18 | $141M |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $1 million | 1.00% |
| Next $1 million | 0.75% |
| Next $3 million | 0.50% |
| Above $5 million | 0.40% |
Data as of March 2, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Retirement PLAN Fiduciaries, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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