Riley Friedman Asset Management
SEC RegisteredRiley Friedman Asset Management works with you to navigate this increasingly complex financial world
About the firm
Riley Friedman Asset Management is a SEC registered investment advisor with a fiduciary duty to clients. The firm manages portfolios of individual securities, stocks and bonds, selected for each client individually. The firm is compensated only by fees based on assets under management and does not sell products.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
The firm manages portfolios of individual securities, stocks and bonds, constructing unique portfolios based on each client's goals and risk tolerance. Compensation is fee-only, based on assets under management.
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 86 | $43M |
| High Net Worth Individuals | 122 | $515M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 13 | $27M |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $1 - $500,000 | 1.00% |
| $500,001 - $10,000,000 | 0.50% |
| $10,000,001 and above | 0.40% |
Data as of March 23, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Riley Friedman Asset Management has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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