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RIVER ROAD ASSET MANAGEMENT, LLC

SEC Registered

Discovering value, off the beaten path ®

LOUISVILLE, KYhttps://riverroadam.com502-371-4100
Assets Under Management
$5B–$25B
Employees
46
Office Locations
1 office
Total Accounts
93

About the firm

River Road Asset Management is a boutique institutional asset management firm located in Louisville, KY. They employ a bottom-up, fundamentally driven investment approach called Absolute Value® which seeks to generate attractive, sustainable returns over the long term, with an emphasis on minimizing downside portfolio risk. For more than 25 years, they have served a mix of institutional investors around the world, offering solutions to meet client-specific needs.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

High Net WorthInvestment CompaniesPooled VehiclesPension/Profit Sharing

Areas of expertise

Small Cap ValueSmall-mid Cap ValueMid Cap ValueLarge Cap ValueDividend All-cap ValueAbsolute Value InvestingBottom-up Fundamental AnalysisInstitutional Asset ManagementEquity StrategiesDownside Risk Management

Services

Eight value-oriented investment strategies including Small Cap Value, Small-Mid Cap Value, Mid Cap Value, Large Cap Value Select, Dividend All-Cap Value, and Focused Absolute Value®, managing assets under management and advisory-only assets.

Who they serve

Institutional investors around the globe, served on four continents and in 16 countries.

Client segmentClientsAssets managed
Individuals (Non-HNW)0$0
High Net Worth Individuals21$87M
Investment Companies0
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans11$1.8B
Charitable Organizations22$1.6B
State/Municipal Entities16
Insurance Companies0
Sovereign Wealth Funds0
Corporations0$0

28 total clients reported on Form ADV.

Leadership

James Carl Shircliff
CIO
Richard Andrew Beck
CEO, PRESIDENT
Thomas Dignan Mueller
COO, CHIEF COMPLIANCE OFFICER
Henry Williams Sanders
EVP, SENIOR PORTFOLIO MANAGER
Greg Edward Deuser
CHIEF RISK OFFICER
Thomas Stephen Forsha
CO-CHIEF INVESTMENT OFFICER
Inc. Affiliated Managers Group
MEMBER
Richard Andrew Beck
MEMBER
Henry Williams Sanders
MEMBER

Office locations

1 office in 1 state
KY
LOUISVILLEHQ

Regulatory & compliance

CRD number
#134918
SEC Number
801-64175
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Performance-based

Data as of March 31, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

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Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. RIVER ROAD ASSET MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

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