RR
RIVER ROAD ASSET MANAGEMENT, LLC
SEC RegisteredLOUISVILLE, KYhttps://riverroadam.com502-371-4100
Assets Under Management
$5B–$25B
Employees
46
Office Locations
1 office
Total Accounts
93
About the firm
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
High Net WorthInvestment CompaniesPooled VehiclesPension/Profit Sharing
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 0 | $0 |
| High Net Worth Individuals | 21 | $87M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 11 | $1.8B |
| Charitable Organizations | 22 | $1.6B |
| State/Municipal Entities | 16 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
28 total clients reported on Form ADV.
Leadership
James Carl Shircliff
CIO
Richard Andrew Beck
CEO, PRESIDENT
Thomas Dignan Mueller
COO, CHIEF COMPLIANCE OFFICER
Henry Williams Sanders
EVP, SENIOR PORTFOLIO MANAGER
Greg Edward Deuser
CHIEF RISK OFFICER
Thomas Stephen Forsha
CO-CHIEF INVESTMENT OFFICER
Inc. Affiliated Managers Group
MEMBER
Richard Andrew Beck
MEMBER
Henry Williams Sanders
MEMBER
Office locations
1 office in 1 state
KY
LOUISVILLEHQ
Regulatory & compliance
CRD number
#134918
SEC Number
801-64175
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Performance-based
Data as of March 31, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
Website
riverroadam.comPhone
502-371-4100Find an advisor that fits
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Editorial disclosure
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. RIVER ROAD ASSET MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.