AdFi
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RJA ASSET MANAGEMENT LLC

SEC Registered

Delivering equity option strategies designed for risk management and long-term growth.

STAMFORD, CThttps://rja-llc.com203-655-8200
Assets Under Management
$500M–$1B
Employees
8
Office Locations
1 office
Total Accounts
14

About the firm

RJA Asset Management LLC works closely with each client to develop a tailored solution that meets the client's needs and constraints. The firm delivers differentiated investment strategies and eschews the one-size-fits-all model, providing value-add investment solutions built from the ground up based on the specific needs and objectives of its clients.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

High Net WorthPooled VehiclesPension/Profit Sharing

Areas of expertise

Equity OptionsPortfolio ManagementRisk ManagementOptions StrategiesTradingCollateral ManagementInvestment Strategy Design

Services

RJA provides equity option strategies for risk management and long-term growth, managing the entire strategy lifecycle from foundational theory, strategy design and implementation, trade planning and execution, to collateral management and valuation. The firm offers tailored, empirically-grounded investment products and strategies designed to meet each client's specific needs and constraints.

risk_management
Private funds / alternatives
Hedge

Who they serve

Client segmentClientsAssets managed
Individuals (Non-HNW)0$0
High Net Worth Individuals5$115M
Investment Companies0
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans1$245M
Charitable Organizations0$0
Insurance Companies0
Sovereign Wealth Funds0
Corporations0$0

1 total clients reported on Form ADV.

Leadership

Kenneth Allen Farrar
MEMBER
Stephen Alan Ross
MANAGING MEMBER
Ricky Lee Antle
CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER
Andrew Jeffrey
MANAGING MEMBER

Office locations

1 office in 1 state
CT
STAMFORDHQ

Regulatory & compliance

CRD number
#153428
SEC Number
801-71483
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Flat Fee / Performance-based / Other

Data as of February 23, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

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Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. RJA ASSET MANAGEMENT LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

RJA ASSET MANAGEMENT LLC in STAMFORD, CT | AdvisorFinder