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ROEHL & YI INVESTMENT ADVISORS, LLC

SEC Registered

For A Personal Wealth of Reasons

EUGENE, ORhttps://roehl-yi.com541-683-2085
Assets Under Management
$500M–$1B
Employees
16
Office Locations
1 office
Total Accounts
1683

About the firm

Roehl & Yi is an independent wealth management firm located in Eugene, Oregon, serving high-net-worth individuals and qualified retirement plans across the West Coast. They support individuals in the planning and management of their wealth, investments, risk, life, and legacy, while also partnering with those who manage foundations, endowments, and retirement plans.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/Municipal

Areas of expertise

Wealth ManagementRetirement PlansInvestment AdvisoryEstate PlanningTax MitigationRisk ManagementAsset ProtectionEndowmentsFoundationsIndependent Advisory

Services

Wealth management and retirement plans, including planning and management of wealth, investments, risk, life, and legacy; tailored financial portfolios built on personal goals; estate planning, tax mitigation, risk management, and asset protection insights

Who they serve

High-net-worth individuals, qualified retirement plans, foundations, endowments, and plan sponsors and participants across the West Coast

Client segmentClientsAssets managed
Individuals (Non-HNW)285$122M
High Net Worth Individuals175$772M
Investment Companies0
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans0$0
Charitable Organizations12$9.5M
State/Municipal Entities8
Insurance Companies0
Sovereign Wealth Funds0
Corporations0$0

0 total clients reported on Form ADV.

Leadership

Thomas Henry Roehl
CHIEF COMPLIANCE OFFICER AND MEMBER
Jayman Frank Yi
MEMBER

Office locations

1 office in 1 state
OR
EUGENEHQ

Advisors at this firm

10 advisors in the directory

Regulatory & compliance

CRD number
#109258
SEC Number
801-56145
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee
Minimum: $2,000,000 (waivable)

Data as of March 20, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

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Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. ROEHL & YI INVESTMENT ADVISORS, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

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