ROFFMAN MILLER ASSOCIATES INC
SEC RegisteredFee-Only Advice You Can Trust
About the firm
Roffman Miller Wealth Management is an employee-owned, independent fiduciary wealth management firm managing $3 billion in assets under management. The firm helps individuals and families with investment management and financial planning, operating on a 100% fee-only basis. For over three decades, the firm has served individuals and families throughout the Philadelphia region.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment management and financial planning. Investment management focuses on building personalized portfolios using individual stocks and bonds with tax efficiency. Financial planning covers retirement preparation and estate considerations and is provided at no additional cost.
Who they serve
Individuals and families, specifically near-retirees wanting planning and advice, retirees needing dependable income strategies and conservative growth, and multi-generational families looking to preserve and transfer wealth.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 466 | $188M |
| High Net Worth Individuals | 1,132 | $2.9B |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | — |
| Pension/Profit Sharing Plans | 0 | — |
| Charitable Organizations | 0 | — |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | — |
5 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
16 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Equities & Structured Products - First $2M | 1.00% |
| Equities & Structured Products - Next $5M | 0.75% |
| Equities & Structured Products - Thereafter | 0.00% |
| Fixed Income - First $5M | 0.50% |
| Fixed Income - Thereafter | 0.00% |
| Mutual Funds - First $5M | 0.75% |
| Mutual Funds - Thereafter | 0.00% |
Data as of March 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. ROFFMAN MILLER ASSOCIATES INC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched