AdFi
RI

Roundhill Investments

SEC Registered

Roundhill Investments offers innovative ETFs designed for today's investors

New York, NYhttps://roundhillinvestments.com646-661-5441
Assets Under Management
$5B–$25B
Employees
13
Office Locations
1 office
Total Accounts
45

About the firm

Roundhill Investments offers innovative ETFs designed for today's investors, spanning thematic, WeeklyPay™, leveraged, income, and tax-efficient core strategies.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

Investment Companies

Areas of expertise

ETFsThematic InvestingWeeklyPayLeveraged ETFsIncome ETFsCovered Call StrategiesTax-efficient InvestingGenerative AICryptocurrencyOptions StrategiesSingle Stock ETFs+1 more

Services

Roundhill Investments provides a range of ETFs including Thematic ETFs (growth-oriented themes and sectors), WeeklyPay™ ETFs (single stock exposure plus weekly distributions), Leveraged ETFs (amplified exposure for sophisticated traders), Income ETFs (diversified income and yield-focused), and Tax-Efficient Core ETFs (core exposures for tax-aware investors).

Leadership

Will Hershey
CHIEF EXECUTIVE OFFICER
Timothy Maloney
CHIEF INVESTMENT OFFICER
Jihoon Kim
CHIEF COMPLIANCE OFFICER

Office locations

1 office in 1 state
NY
New YorkHQ

Regulatory & compliance

CRD number
#300799
SEC Number
801-114971
Disciplinary History
No
Fee Model & Minimums
Model: AUM

Data as of February 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Roundhill Investments has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Roundhill Investments in New York, NY | AdvisorFinder