ROUNDVIEW CAPITAL, LLC
SEC RegisteredYour Family Office
About the firm
Roundview Capital was originally formed in 1992 as Alter Asset Management, established by founders Howard Alter and Stephen Shueh to provide discretionary Investment Management and Family Office services. The firm customizes financial programs to fit the unique needs of clients and operates on a fee-based, fiduciary model without accepting commissions from outside firms.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Discretionary investment management, family office services, financial planning, portfolio management, accounting/tax, estate planning, and general consulting, using a research-driven, multifactored investment process.
Who they serve
High net worth individuals and families
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 192 | $52M |
| High Net Worth Individuals | 352 | $1.9B |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 6 | $7.4M |
| State/Municipal Entities | 12 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
5 advisors in the directory
Regulatory & compliance
Data as of March 16, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. ROUNDVIEW CAPITAL, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.