RS Asset Management, LLC
SEC RegisteredLiquidity to Legacy™
About the firm
RS Asset Management, based in Colorado Springs, CO, is led by Bob Roark, CEPA® and Sean Soulvie, CEPA®, and uses the WMOS™ Framework to provide post-exit wealth management and exit planning for founders who have sold their businesses. Their process follows a Document → Decide → Implement → Review structure to help clients organize liquidity and decisions with clarity.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Post-exit wealth management and exit planning, including documenting accounts, entities, and cash flows; defining objectives; evaluating options and trade-offs; setting decision guardrails; and aligning accounts to a disciplined plan using the WMOS™ Framework.
Who they serve
Founders who have sold their businesses, as well as families, professionals, entrepreneurs, and retirees.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 168 | $16M |
| High Net Worth Individuals | 83 | $91M |
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
Data as of March 3, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. RS Asset Management, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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