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Running Point Capital Advisors LLC

SEC Registered

Your Introduction to a Trusted Financial Partner Awaits

El Segundo, CAhttps://runningpointcapital.com424-502-3501
Assets Under Management
$500M–$1B
Employees
9
Office Locations
1 office
Total Accounts
840

About the firm

Running Point has merged with Cerity Partners. Together, the two firms offer a personalized Concierge Program designed to match prospective clients with an ideal financial advisor based on their unique financial goals.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthState/Municipal

Areas of expertise

Financial AdvisoryWealth ManagementConcierge MatchingIncentive Stock OptionsIPO PlanningMarket StrategyEquity Compensation

Services

Personalized financial advisory services including a Concierge Program with complimentary discovery calls to match clients with advisors; services for individuals, institutions, non-profits, and corporations.

Who they serve

Prospective clients seeking a financial advisor, as well as institutions, non-profits, and corporations.

Client segmentClientsAssets managed
Individuals (Non-HNW)42$18M
High Net Worth Individuals134$725M
Investment Companies0
Pooled Investment Vehicles0
Pension/Profit Sharing Plans0
Charitable Organizations0$0
State/Municipal Entities0
Insurance Companies0
Sovereign Wealth Funds0
Corporations0

Leadership

James Frederick Schlager
CEO AND CCO, MANAGER

Office locations

1 office in 1 state
CA
El SegundoHQ

Advisors at this firm

1 advisor in the directory

Regulatory & compliance

CRD number
#306275
SEC Number
801-117793
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee
Minimum: $5,000,000 (waivable)
Asset tierAnnual rate
Up to $5 million1.00%
$5 million - $10 million0.85%
$10 million - $20 million0.75%
$20 million - $50 million0.65%
$50 million - $100 million0.55%
Over $100 million0.45%

Data as of March 19, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Running Point Capital Advisors LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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