AdFi
SC

Saddlerock Capital Management LLC

SEC Registered

Compounding Capital with Transformational CEOs at Points of Change

New York, NYhttps://saddlerockcap.com917-842-7451
Assets Under Management
$100M–$500M
Employees
6
Office Locations
1 office
Total Accounts
3

About the firm

Saddle Rock Capital is a long/short equity fund led by Founder and CIO Ari Herman.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

Pooled Vehicles

Areas of expertise

Long/short EquityTransformational CEOsCapital Compounding

Services

Long/short equity fund

Private funds / alternatives
Hedge

Who they serve

Client segmentClientsAssets managed
Pension/Profit Sharing Plans3$188M

Office locations

1 office in 1 state
NY
New YorkHQ

Regulatory & compliance

CRD number
#330801
SEC Number
801-133958
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Performance-based
Minimum: $2,000,000 (waivable)

Data as of April 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Saddlerock Capital Management LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
Saddlerock Capital Management LLC | AdvisorFinder