SAGA FINANCIAL MANAGEMENT
SEC RegisteredORP and TSA Investment Management for Texas Professors
About the firm
Saga Financial Management is a Texas-based investment advisory firm specializing in 403b and ORP/TSA investment management for university professors across Texas, as well as retirement management for Texas families.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
403b management, ORP (Optional Retirement Program) and TSA investment management, and retirement management
Who they serve
University professors across Texas and Texas-based families
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 85 | $81M |
| High Net Worth Individuals | 10 | $26M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 0 | $0 |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
95 total clients reported on Form ADV.
Office locations
Advisors at this firm
1 advisor in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $50,000 - $1,000,000 | 1.00% |
| Next $1,000,000 | 0.75% |
| Next $1,000,000 and above | 0.25% |
Data as of March 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. SAGA FINANCIAL MANAGEMENT has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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