SANTA FE ADVISORS LLC
SEC RegisteredExpertise • Integrity • Transparency
About the firm
Santa Fe Advisors, LLC is an investment advisor registered with the Securities and Exchange Commission, serving individuals and institutions. The firm offers a comprehensive planning process and portfolio management tailored to each client's financial situation, goals, and objectives.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment advisory services for individuals and families, including comprehensive financial review covering assets and liabilities, cash flow needs, and retirement considerations; and institutional investing designed to address corporate governance, fiduciary obligations, and formal investment selection and review processes.
Who they serve
Individuals, families, and institutions
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 7 | $4.3M |
| High Net Worth Individuals | 52 | $105M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | — |
| Pension/Profit Sharing Plans | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | — |
2 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Discretionary - First $1M | 1.00% |
| Discretionary - Next $4M | 0.75% |
| Discretionary - Next $5M | 0.55% |
| Discretionary - Over $10M | 0.35% |
| Non-Discretionary - First $1M | 1.25% |
| Non-Discretionary - Next $4M | 1.00% |
| Non-Discretionary - Next $5M | 0.75% |
| Non-Discretionary - Over $10M | 0.50% |
Data as of March 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. SANTA FE ADVISORS LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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