SAOS Capital, LLC
SEC RegisteredWe serve those looking for an experienced, proven money management fiduciary partner with a vested interest in stabilizing and improving their financial future.
About the firm
SAOS Capital is a Registered Investment Advisory (RIA) firm offering fiduciary, fee-based services based on assets under management. With Fidelity Investments as custodian, clients' funds are protected by SIPC insurance and additional $1 billion coverage. The SAOS Capital team is dedicated to offering world-class financial advice, fostering long-term relationships based on integrity, honesty, and personalized service to help clients achieve their financial and personal goals.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Fiduciary, fee-based wealth management and financial planning services based on assets under management, including personalized financial strategies, retirement planning, legacy planning, and life transition guidance, with Fidelity Investments as custodian.
Who they serve
Young and established professionals, new families, maturing families, coast-to-coast clients, financial novices and millionaires, single individuals, divorcees, and widows.
Leadership
Office locations
Advisors at this firm
3 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Pension Consulting: $0 - $5,000,000 | 0.75% |
| Pension Consulting: $5,000,001 - $10,000,000 | 0.50% |
| Pension Consulting: $10,000,001 and Up | 0.35% |
Data as of May 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. SAOS Capital, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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