SARATOGA RESEARCH & INVESTMENT MANAGEMENT
SEC RegisteredWelcome to Saratoga Research & Investment Management
About the firm
Saratoga Research & Investment Management is an SEC Registered Investment Advisor specializing in the construction and management of equity portfolios composed of high-quality businesses utilizing common sense investment principles. Founded in 1995, the firm manages approximately $2.3 billion in separately managed accounts and oversees investment models on model delivery platforms across the United States and Canada with roughly $2.6 billion in assets under advisement.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Construction and management of equity portfolios composed of high-quality businesses, separately managed accounts, and investment models on model delivery platforms across the United States and Canada.
Who they serve
High-net-worth individuals, retirement accounts, trusts, endowments, and foundations across the United States, as well as institutional investors.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 2,103 | $748M |
| High Net Worth Individuals | 451 | $1.2B |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 64 | $58M |
| State/Municipal Entities | 31 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
15 advisors in the directory
Regulatory & compliance
Data as of April 6, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. SARATOGA RESEARCH & INVESTMENT MANAGEMENT has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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