SENECA HOUSE ADVISORS
SEC RegisteredIf a man knows not to which port he sails, no wind is favorable
About the firm
Seneca House Advisors is an independent fee-only firm that works solely for the benefit of its clients. The firm specializes in full service wealth management and investment management, with a goal to simplify the complexity of clients' financial lives.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Full service wealth management and investment management, including strategic wealth planning, portfolio management, risk management, performance reporting, and financial planning.
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 148 | $84M |
| High Net Worth Individuals | 155 | $419M |
| Pension/Profit Sharing Plans | 1 | $2.6M |
2 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
1 advisor in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Individual Account - Up to $500,000 | 1.50% |
| Individual Account - $500,001 to $1,000,000 | 1.20% |
| Individual Account - $1,000,001 to $5,000,000 | 0.90% |
| Individual Account - $5,000,001 to $10,000,000 | 0.75% |
| Individual Account - $10,000,001 and greater | 0.60% |
| Held-Away/Private - Up to $300,000 | 0.50% |
| Held-Away/Private - $300,001 to $500,000 | 0.40% |
| Held-Away/Private - $500,001 to $1,000,000 | 0.25% |
| Held-Away/Private - $1,000,001 and greater | 0.20% |
Data as of March 25, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. SENECA HOUSE ADVISORS has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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