SEQUENT ASSET MANAGEMENT, LLC
SEC RegisteredYOUR GOALS | OUR STRATEGIES
About the firm
Sequent Asset Management is a 100% fee-only investment and financial planning firm based in Houston, Texas. The firm tailors its investment and financial planning strategies to each client, without boilerplate solutions or model portfolios. Sequent specializes in helping families navigate key financial crossroads and achieve long-term financial independence.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Customized investment and financial planning strategies, wealth management, and family office services, helping clients navigate financial crossroads such as births, deaths, divorces, starting a business, retirement, and selling a business.
Who they serve
A select group of families, including multi-generational families, owners and operators of closely held businesses, high-ranking corporate executives of publicly traded or privately held companies, and professionals with their own practices.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 22 | $3.1M |
| High Net Worth Individuals | 292 | $930M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $1 million | 1.00% |
| Next $2 million | 0.90% |
| Next $2 million | 0.80% |
| Next $5 million | 0.65% |
| Next $10 million | 0.50% |
| Over $20 million | 0.00% |
Data as of April 1, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. SEQUENT ASSET MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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